Privacy Policy

Updated March 22, 2024

This notice is being provided by WhiteRock Wealth Management Co. in accordance with the Gramm Leach Bliley Act of 1999.

 WhiteRock Wealth Management Co. is committed to protecting your privacy and the confidentiality of your personal and financial information.

Client Information

 In compliance with SEC rules and various security laws, we collect and keep only information that is necessary for us to provide services requested by you and to administer your business with us. We are required to collect personal non-public information such as name, address, social security number, net worth, income, tax bracket and other information deemed necessary to evaluate your financial needs.

 Use of this Information

 The information is used to allow our firm to provide you financial services. Your information is not sold by us to any outside party nor shared in joint marketing arrangements with other financial institutions. Your personal information is kept confidential and secure.

 Access to Information

 Personal or financial information may be shared with your representative at our firm, companies we employ to provide support services such as our securities clearing firm (Third Parties) or to comply with legal and regulatory requirements. Third Party access is limited to administrative functions only (such as filing monthly statements or new account forms) and Third Parties are prohibited from sharing or using your nonpublic personal information.

 Opt Out and Change Notices

 If for any reason in the future, we find it necessary to disclose any of your personal information in a way that is inconsistent with this policy, we will give you advance notice of the proposed change and an opportunity to opt out of such disclosure.

 Please call if you have any questions about our firm’s Customer Privacy Policy.